This detailed history offers the most comprehensive account available of Tibetan nationalism, Sino-Tibetan relations and the issue of Tibetan Self Determination. Warren Smith Explores Tibet’s ethnic and national origins the birth of the Tibetan state the Buddhist state and its relations with China, Tibet’s quest for independence and the Chinese takeover of Tibet after 1950.
Focusing especially on post 1950 Tibet under Chinese Communist rule, Smith Analyses the Marxist-Leminist and Chinese Communist Party’s Nationally and policy their application in Tibet and the consequent rise of Tibetan nationalism. Concluding that the essence of the Tibetan issue is self determination Smith bolsters his argument with a comprehensive analysis of modern Tibetan and Chinese political histories.
Warren W. Smith. Jr. an independent scholar in Alexandria Virginia, received his Ph.D. in international relations from the Fletcher School of Law and Diplomacy.
Tibet’s brief appearance on the international political stage in 1950-1951 at the time of the Chinese invasion and in 1959 following the flight of the Dalai Lama into exile in India was followed by long periods of the absence of any news on Tibet except the glowing reports emanating from the PRC propaganda machine about the glorious progress of the Tibetan people in achieving Liberation Democratic reforms and Socialist transformation Since 1980 however the opening of Tibet to the outside worlds has revealed that Chinese rule in Tibet has been oppressive and destructive of Tibetan culture and Civilization. In addition Tibetan nationalism has not been eradicated but has been exacerbated by Chinese nationalism has grown under the conditions of foreign conquest and rule despite every effort by the Chinese to eradicate it.
The history of Tibetan nationalism and Sino-Tibetan relations involves immensely complicated historical and political issues. Tibetans and Chinese will never agree on whether Tibet was or even currently is a part of China. In the Tibetan empire period of the seventh to ninth centuries a centralized Tibetan government dominated the entire Tibetan plateau and consolidated a Tibetan Buddhist state which was dependent upon foreign political and military patronage Tibet came under the also ruling dynasties of Mongol and Manchu empires both of which were also ruling dynasties of China. China when it overcame its own foreign domination was thus able to claim Tibet as part of China due to the legacy of Mongol and Machu Domination over Tibet. Tibetan Nationalism little developed under the politically benign conditions of indirect rule was aroused by China’s attempt to transform its previous suzerainty into direct sovereignty.
After the Chinese Communists liberation of Tibet in 1950-1951 Tibetan local nationalism was targeted for eradication by Marxist Leninist nationalities policies which were purported to provide the solution to the nationalities question. Marx and Lenin had realized that nationalism is inevitably aroused by foreign imperialism however because this lesson to nations under their own domination. Instead Marxists have attempted to disguise their imperialist domination of other nations by claiming to have liberated those nations from their own ostensibly feudal and exploitative social and political systems a type of justification typical of imperialism. The issue of Tibet is not the nature of its former social and political system a system far more benign than the hell on earth described in Chinese propaganda. Instead the issue is the legitimacy of China’s invasion and conquest of Tibet its continuing foreign imperialist rule over Tibet and its denial of Tibetan’s right to self determination.
The history of Tibetan nationalism and Sino-Tibetan relations may be divided into four main periods. The first period is that of the consolidation of the Tibetan state from the beginnings of Tibetan history up to the fall of the Tibetan empire in 842. The territory and peoples of the Tibetan plateau were politically unified by the Tibetan empire (630-842) the only time in history that all of the Tibet was unified under an independent centralized Tibetan state. During the empire period Tibet rivaled T’angdynasty China (618-907) for influence in inner Asia and along the frontier between the two countries. It is during this period that Tibetan cultural territorial and political identities the fundamentals of later Tibetan nationalism were consolidated.
After the collapse of the Tibetan empire in 842 Tibet was not again politically unified until the mid-13th century when Tibetan lamas established a political spiritual relationship known as Cho-Yon or priest patron relationship with the Mongol empire. This arrangement averted a Mongol conquest of Tibet and established ecclesiastical rule in Tibet under the Sakya sect. Tibet was a dependent state under the Mongol Yuan (1260-1368) and Manchu Ch’ing (1644-1911) dynasties. Tibet was independent of Chinese influence during the native Chinese Ming dynasty (1368-1644). Tibet’s relationship to China typical of feudal relationship Tibetan feudal relations with the Mongol Yuan and the Manchu Ch’ing had little impact upon Tibetan autonomy and Chinese impotence but failed to achieve international recognition of its independence.
Preface | xi | |
Acknowledgements | xv | |
Geographic Preface | xix | |
Maps | xxviii | |
Chapter 1 | Tibetan Ethnic Origins and Sino- Tibetan Ethnic Relations | 1 |
Tibetan Ethnic and Cultural origins | 1 | |
Mythology of Tibetan Origins | 12 | |
Summary of Tibetan Ethnic origins | 16 | |
Chapter 2 | Chinese Frontier Policies | 19 |
Sino-Barbarian Differentiation | 19 | |
China’s Ethnic cultural and political frontier | 24 | |
Tribute system | 25 | |
Barbarians within the frontier | 29 | |
Frontier Feudalism | 32 | |
Chapter 3 | Foundation of the Tibetan State | 37 |
Mythology of Origins | 37 | |
Religious Foundations | 41 | |
Epic Mythology | 45 | |
Mountain Cults | 47 | |
Political Foundations of the Yarlung state | 52 | |
Frontier Feudalism | 32 | |
Chapter 4 | The Tibetan Empire | 59 |
Consolidation of the Tibetan Empire | 59 | |
Sino-Tibetan Conflict | 66 | |
Cultural and political effects of the Empire | 75 | |
Chapter 5 | The Emergence of the Tibetan Buddhist State | 81 |
Post Empire Interregnum | 81 | |
Tibetan Relations with the Mongols | 82 | |
Cho-Yon | 93 | |
Later Yuan Dynasty | 100 | |
Revival of the Cho-Yon relationship with the Mongols | 105 | |
Tibetan Relations with the Manchu | 108 | |
Chapter 6 | Tibet Under the Ch’ing | 115 |
The Fifth Dalai Lama | 115 | |
Death of the Fifth Dalai Lama and Rule of the Desi | 117 | |
Lhazang Khan | 121 | |
Ch’ing protectorate over Tibet | 126 | |
The Rule of Polhanas and the Ch’ing ambans | 129 | |
Zenith of Ch’ing Authority in Tibet | 133 | |
Decline of the Ch’ing | 137 | |
Political Status of Tibet Under the Ch’ing | 145 | |
Chapter 7 | The Thirteenth Dalai Lama and the Quest for Independence | 151 |
The British and the Great Game | 151 | |
Treaties of 1906 and 1907 | 160 | |
Exile of the Dalai Lama | 164 | |
Chinese Incursions in Eastern Tibet | 168 | |
The Dalai Lama in India | 175 | |
The Tibetan Declaration of Independence and the Tibet Mongolia Treaty | 182 | |
The Simla Convention | 188 | |
Tibetan Advances in Kham and Post Simla Negotiations | 205 | |
Flight of the Panchen Lama | 215 | |
Last Years of the Dalai Lama | 219 | |
Chapter 8 | Interregnum | 231 |
Death of the Thirteenth Dalai Lama | 231 | |
The Reting Regency | 240 | |
The Taktra Regency | 243 | |
The Tibetan Trade Mission | 257 | |
Chapter 9 | The Chinese Invasion of Tibet | 265 |
Prelude to Invasion | 265 | |
The Invasion of Tibet | 277 | |
The 17 Point Agreement | 294 | |
The Dalai Lama’s Return to Lhasa | 304 | |
Chapter 10 | Chinese Nationality policy and the Occupation of Tibet | 232 |
Chinese Nationalism and Nationality Policies | 323 | |
Leninist Nationality Theory and policy | 329 | |
Chinese Communist party Nationalities Policy to 1949 | 336 | |
Post Revolutionary CCP Nationality Policy | 341 | |
Implementation of Nationality policy | 352 | |
The occupation of Tibet 1951-1954 | 360 | |
Usurpation of Tibetan Governmental Authority | 375 | |
Chapter 11 | The Revolt in Tibet | 387 |
Democratic Reforms and Socialist Transformation | 387 | |
High Tide and Socialist transformation Among Nationalities | 391 | |
Revolt in Tibet 1956 | 399 | |
Retrenchment policy in the TAR 1957 | 412 | |
Contradictions Among the people | 422 | |
Nationality Contradictions | 426 | |
The Great Leap Forward | 435 | |
Revolt in Central Tibet | 440 | |
Chapter 12 | Tibet Transformed | 451 |
Aftermath of the Revolt | 451 | |
Democratic Reforms | 470 | |
Prisons and Labor Camps | 480 | |
Sino-Indian Border Dispute | 488 | |
Tibet at the United Nations | 492 | |
Tibetan Resistance and the CIA | 506 | |
ICJ Report and second United Nations Resolution | 510 | |
Sino- Indian Border War | 519 | |
Purge of the Panchen Lama | 521 | |
Tibet’s Final Appeal to the United Nations | 528 | |
Inauguration of the Tibet Autonomous Region | 532 | |
Chapter 13 | The Great Proletarian Cultural Revolution in Tibet | 541 |
The Nyemo Revolt | 548 | |
Communization During the Cultural Revolution | 551 | |
US-PRC Rapprochement | 554 | |
End of the Cultural Revolution | 555 | |
Chapter 14 | Revival of Tibetan Nationalism | 563 |
Sino-Tibetan Dialogue | 563 | |
Revival of Tibetan Religion Culture and Nationalism | 577 | |
1984 Law on National Regional Autonomy | 584 | |
1984 Tibet work meeting | 586 | |
Chapter 15 | Internationalization of the Tibet Issue | 597 |
Demonstrations in Lhasa | 602 | |
The Dalai Lama’s Strasbourg Proposal | 608 | |
Martial Law in Tibet | 616 | |
Tiananemen and after | 618 | |
China’s Propaganda Offensive | 627 | |
China’s Solution to the Tibet Problem | 634 | |
Denigration of the Dalai Lama | 647 | |
Conclusions | 654 | |
Chapter 16 | Tibetan Self Determination | 659 |
Tibet’s Legal status | 661 | |
Self Determination in international Law | 667 | |
Minorities Rights in the PRC | 681 | |
Conclusions Prospects for Tibetan Self – Determination | 684 | |
Bibliography | 695 | |
Index | 717 |
This detailed history offers the most comprehensive account available of Tibetan nationalism, Sino-Tibetan relations and the issue of Tibetan Self Determination. Warren Smith Explores Tibet’s ethnic and national origins the birth of the Tibetan state the Buddhist state and its relations with China, Tibet’s quest for independence and the Chinese takeover of Tibet after 1950.
Focusing especially on post 1950 Tibet under Chinese Communist rule, Smith Analyses the Marxist-Leminist and Chinese Communist Party’s Nationally and policy their application in Tibet and the consequent rise of Tibetan nationalism. Concluding that the essence of the Tibetan issue is self determination Smith bolsters his argument with a comprehensive analysis of modern Tibetan and Chinese political histories.
Warren W. Smith. Jr. an independent scholar in Alexandria Virginia, received his Ph.D. in international relations from the Fletcher School of Law and Diplomacy.
Tibet’s brief appearance on the international political stage in 1950-1951 at the time of the Chinese invasion and in 1959 following the flight of the Dalai Lama into exile in India was followed by long periods of the absence of any news on Tibet except the glowing reports emanating from the PRC propaganda machine about the glorious progress of the Tibetan people in achieving Liberation Democratic reforms and Socialist transformation Since 1980 however the opening of Tibet to the outside worlds has revealed that Chinese rule in Tibet has been oppressive and destructive of Tibetan culture and Civilization. In addition Tibetan nationalism has not been eradicated but has been exacerbated by Chinese nationalism has grown under the conditions of foreign conquest and rule despite every effort by the Chinese to eradicate it.
The history of Tibetan nationalism and Sino-Tibetan relations involves immensely complicated historical and political issues. Tibetans and Chinese will never agree on whether Tibet was or even currently is a part of China. In the Tibetan empire period of the seventh to ninth centuries a centralized Tibetan government dominated the entire Tibetan plateau and consolidated a Tibetan Buddhist state which was dependent upon foreign political and military patronage Tibet came under the also ruling dynasties of Mongol and Manchu empires both of which were also ruling dynasties of China. China when it overcame its own foreign domination was thus able to claim Tibet as part of China due to the legacy of Mongol and Machu Domination over Tibet. Tibetan Nationalism little developed under the politically benign conditions of indirect rule was aroused by China’s attempt to transform its previous suzerainty into direct sovereignty.
After the Chinese Communists liberation of Tibet in 1950-1951 Tibetan local nationalism was targeted for eradication by Marxist Leninist nationalities policies which were purported to provide the solution to the nationalities question. Marx and Lenin had realized that nationalism is inevitably aroused by foreign imperialism however because this lesson to nations under their own domination. Instead Marxists have attempted to disguise their imperialist domination of other nations by claiming to have liberated those nations from their own ostensibly feudal and exploitative social and political systems a type of justification typical of imperialism. The issue of Tibet is not the nature of its former social and political system a system far more benign than the hell on earth described in Chinese propaganda. Instead the issue is the legitimacy of China’s invasion and conquest of Tibet its continuing foreign imperialist rule over Tibet and its denial of Tibetan’s right to self determination.
The history of Tibetan nationalism and Sino-Tibetan relations may be divided into four main periods. The first period is that of the consolidation of the Tibetan state from the beginnings of Tibetan history up to the fall of the Tibetan empire in 842. The territory and peoples of the Tibetan plateau were politically unified by the Tibetan empire (630-842) the only time in history that all of the Tibet was unified under an independent centralized Tibetan state. During the empire period Tibet rivaled T’angdynasty China (618-907) for influence in inner Asia and along the frontier between the two countries. It is during this period that Tibetan cultural territorial and political identities the fundamentals of later Tibetan nationalism were consolidated.
After the collapse of the Tibetan empire in 842 Tibet was not again politically unified until the mid-13th century when Tibetan lamas established a political spiritual relationship known as Cho-Yon or priest patron relationship with the Mongol empire. This arrangement averted a Mongol conquest of Tibet and established ecclesiastical rule in Tibet under the Sakya sect. Tibet was a dependent state under the Mongol Yuan (1260-1368) and Manchu Ch’ing (1644-1911) dynasties. Tibet was independent of Chinese influence during the native Chinese Ming dynasty (1368-1644). Tibet’s relationship to China typical of feudal relationship Tibetan feudal relations with the Mongol Yuan and the Manchu Ch’ing had little impact upon Tibetan autonomy and Chinese impotence but failed to achieve international recognition of its independence.
Preface | xi | |
Acknowledgements | xv | |
Geographic Preface | xix | |
Maps | xxviii | |
Chapter 1 | Tibetan Ethnic Origins and Sino- Tibetan Ethnic Relations | 1 |
Tibetan Ethnic and Cultural origins | 1 | |
Mythology of Tibetan Origins | 12 | |
Summary of Tibetan Ethnic origins | 16 | |
Chapter 2 | Chinese Frontier Policies | 19 |
Sino-Barbarian Differentiation | 19 | |
China’s Ethnic cultural and political frontier | 24 | |
Tribute system | 25 | |
Barbarians within the frontier | 29 | |
Frontier Feudalism | 32 | |
Chapter 3 | Foundation of the Tibetan State | 37 |
Mythology of Origins | 37 | |
Religious Foundations | 41 | |
Epic Mythology | 45 | |
Mountain Cults | 47 | |
Political Foundations of the Yarlung state | 52 | |
Frontier Feudalism | 32 | |
Chapter 4 | The Tibetan Empire | 59 |
Consolidation of the Tibetan Empire | 59 | |
Sino-Tibetan Conflict | 66 | |
Cultural and political effects of the Empire | 75 | |
Chapter 5 | The Emergence of the Tibetan Buddhist State | 81 |
Post Empire Interregnum | 81 | |
Tibetan Relations with the Mongols | 82 | |
Cho-Yon | 93 | |
Later Yuan Dynasty | 100 | |
Revival of the Cho-Yon relationship with the Mongols | 105 | |
Tibetan Relations with the Manchu | 108 | |
Chapter 6 | Tibet Under the Ch’ing | 115 |
The Fifth Dalai Lama | 115 | |
Death of the Fifth Dalai Lama and Rule of the Desi | 117 | |
Lhazang Khan | 121 | |
Ch’ing protectorate over Tibet | 126 | |
The Rule of Polhanas and the Ch’ing ambans | 129 | |
Zenith of Ch’ing Authority in Tibet | 133 | |
Decline of the Ch’ing | 137 | |
Political Status of Tibet Under the Ch’ing | 145 | |
Chapter 7 | The Thirteenth Dalai Lama and the Quest for Independence | 151 |
The British and the Great Game | 151 | |
Treaties of 1906 and 1907 | 160 | |
Exile of the Dalai Lama | 164 | |
Chinese Incursions in Eastern Tibet | 168 | |
The Dalai Lama in India | 175 | |
The Tibetan Declaration of Independence and the Tibet Mongolia Treaty | 182 | |
The Simla Convention | 188 | |
Tibetan Advances in Kham and Post Simla Negotiations | 205 | |
Flight of the Panchen Lama | 215 | |
Last Years of the Dalai Lama | 219 | |
Chapter 8 | Interregnum | 231 |
Death of the Thirteenth Dalai Lama | 231 | |
The Reting Regency | 240 | |
The Taktra Regency | 243 | |
The Tibetan Trade Mission | 257 | |
Chapter 9 | The Chinese Invasion of Tibet | 265 |
Prelude to Invasion | 265 | |
The Invasion of Tibet | 277 | |
The 17 Point Agreement | 294 | |
The Dalai Lama’s Return to Lhasa | 304 | |
Chapter 10 | Chinese Nationality policy and the Occupation of Tibet | 232 |
Chinese Nationalism and Nationality Policies | 323 | |
Leninist Nationality Theory and policy | 329 | |
Chinese Communist party Nationalities Policy to 1949 | 336 | |
Post Revolutionary CCP Nationality Policy | 341 | |
Implementation of Nationality policy | 352 | |
The occupation of Tibet 1951-1954 | 360 | |
Usurpation of Tibetan Governmental Authority | 375 | |
Chapter 11 | The Revolt in Tibet | 387 |
Democratic Reforms and Socialist Transformation | 387 | |
High Tide and Socialist transformation Among Nationalities | 391 | |
Revolt in Tibet 1956 | 399 | |
Retrenchment policy in the TAR 1957 | 412 | |
Contradictions Among the people | 422 | |
Nationality Contradictions | 426 | |
The Great Leap Forward | 435 | |
Revolt in Central Tibet | 440 | |
Chapter 12 | Tibet Transformed | 451 |
Aftermath of the Revolt | 451 | |
Democratic Reforms | 470 | |
Prisons and Labor Camps | 480 | |
Sino-Indian Border Dispute | 488 | |
Tibet at the United Nations | 492 | |
Tibetan Resistance and the CIA | 506 | |
ICJ Report and second United Nations Resolution | 510 | |
Sino- Indian Border War | 519 | |
Purge of the Panchen Lama | 521 | |
Tibet’s Final Appeal to the United Nations | 528 | |
Inauguration of the Tibet Autonomous Region | 532 | |
Chapter 13 | The Great Proletarian Cultural Revolution in Tibet | 541 |
The Nyemo Revolt | 548 | |
Communization During the Cultural Revolution | 551 | |
US-PRC Rapprochement | 554 | |
End of the Cultural Revolution | 555 | |
Chapter 14 | Revival of Tibetan Nationalism | 563 |
Sino-Tibetan Dialogue | 563 | |
Revival of Tibetan Religion Culture and Nationalism | 577 | |
1984 Law on National Regional Autonomy | 584 | |
1984 Tibet work meeting | 586 | |
Chapter 15 | Internationalization of the Tibet Issue | 597 |
Demonstrations in Lhasa | 602 | |
The Dalai Lama’s Strasbourg Proposal | 608 | |
Martial Law in Tibet | 616 | |
Tiananemen and after | 618 | |
China’s Propaganda Offensive | 627 | |
China’s Solution to the Tibet Problem | 634 | |
Denigration of the Dalai Lama | 647 | |
Conclusions | 654 | |
Chapter 16 | Tibetan Self Determination | 659 |
Tibet’s Legal status | 661 | |
Self Determination in international Law | 667 | |
Minorities Rights in the PRC | 681 | |
Conclusions Prospects for Tibetan Self – Determination | 684 | |
Bibliography | 695 | |
Index | 717 |